Fiduciary Duty: The End of an Era?
In the 21st century, it's not just about whether an investor must consider ESG issues when making decisions - they do! Defining this will have profound implications for all aspects…
How to Ensure Your Investments are Properly Governed
Investment governance is a conversation that has been taking place between academics, practitioners, and the financial services industry for decades now. The recent research by CFA Institute's Research Foundation advances…
ERISA attorney defines the difference between 3(21) and 3(38)
What does it indicate to be a fiduciary? How is 3(38) different from 21 or other types of investment counsels that professionals offer in the markets today, like 1-2 year…
What’s Really Important To You About Money?
We often start the journey to accumulate as much money as possible with a desire for security and stability, but this is usually not what motivates us. The truth about…
Fiduciaries Rule: What You Need to Know about the New Rule
The Department of Labor (DOL) has put forward a new rule which may drastically change how investments are managed. The Fiduciary Rule requires all advisors and brokers to act as…
Trust Your Money With a Fiduciary Financial Advisor
The financial industry is filled with confusing jargon that even advisors can be tricked into. For example, some people think they're being honest when discussing investments but then turn around…
New DOL Extension on Investment Advise Rulemaking: What Does This Mean
The financial services industry was in a mad dash to comply with new rules issued last month by the Department of Labor. The U.S., however, has announced that they will…
Why Having a Fiduciary Matters
Suppose you are looking for a financial advisor but not sure which one to choose or what issues to consider before hiring them. In that case, the starting point is…
A Look at the Costs of a Fiduciary-Grade Advisor
401(k) plans are an investment opportunity that can help you save for retirement, but only if the advisor gives impartial advice. Suppose they don't have a legal obligation to do…